Tian Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Wang, a licensed former licensee with CE reference BCY944. This person has 3.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-27 | 2024-07-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-01-27 | 2024-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-03-03 | 2015-08-31 |