Tian (SFC:BCY944) Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:BCY944) Wang ( ), a licensed former licensee with CE reference BCY944. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-27 | 2024-07-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-01-27 | 2024-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-03-03 | 2015-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-03-03 | 2015-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-03-03 | 2015-08-31 |