Yuan (SFC:BCV868) Tian
田园
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BCV868) Tian (田园), a licensed Representative with CE reference BCV868. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-30 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-02-06 | 2015-04-30 |