Matthew James (SFC:BCV078) Williams

CE No. BCV078 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew James (SFC:BCV078) Williams (), a licensed former licensee with CE reference BCV078. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2018-11-27 2018-12-03
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2018-11-27 2018-12-03
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2018-04-20 2018-05-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2018-04-20 2018-05-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2017-06-29 2017-07-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2017-06-29 2017-07-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2017-05-04 2017-05-16
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2017-05-04 2017-05-16
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2017-02-17 2017-02-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2017-02-17 2017-02-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2016-06-23 2016-07-05
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2016-06-23 2016-07-05
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2016-02-25 2016-03-08
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2016-02-25 2016-03-08
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2015-06-18 2015-06-29
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2015-06-18 2015-06-29
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2015-01-30 2015-02-06
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2015-01-30 2015-02-06
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2014-08-18 2014-09-01
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2014-08-18 2014-09-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2014-08-18 2014-09-01
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2014-08-18 2014-09-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2014-02-20 2014-02-28
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2014-02-20 2014-02-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2014-02-20 2014-02-28
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2014-02-20 2014-02-28

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