Yi (SFC:BCS498) Shen
沈奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BCS498) Shen (沈奕), a licensed former licensee with CE reference BCS498. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-04-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-16 | 2016-12-18 |