Xuan (SFC:BCQ596) Li
李璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BCQ596) Li (李璇), CE reference BCQ596. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-12 | 2014-11-13 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2014-07-03 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-10 | 2014-07-03 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-10 | 2014-07-03 |