Yu Pan
潘鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Pan (潘鈺), a licensed former licensee with CE reference BCQ490. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-01-07 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-07 | 2014-11-20 |