Anthony James Miller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony James Miller ( ), a licensed former licensee with CE reference BCQ172. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2014-04-03 | 2017-01-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-01-07 | 2014-04-03 |