Stephen Michael Gorenstein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Michael Gorenstein ( ), a licensed former licensee with CE reference BCP854. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-01-13 | 2014-01-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-01-13 | 2014-01-14 |