Yifan Liu
刘一凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yifan Liu (刘一凡), a licensed former licensee with CE reference BCP439. This person has 3.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-08-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-12-27 | 2016-12-18 |