Chi Yeung (SFC:BCP187) Chan
陳智陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung (SFC:BCP187) Chan (陳智陽), a licensed former licensee with CE reference BCP187. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | 2022-08-28 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-14 | 2022-08-28 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-29 | 2021-12-03 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2021-09-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-19 | 2021-09-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-27 | 2019-10-29 |