Lufei Yan
顏魯非
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lufei Yan (顏魯非), a licensed former licensee with CE reference BCN586. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2016-11-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-02 | 2016-11-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-02 | 2016-11-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-09-02 | 2016-11-29 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-12-17 | 2016-08-25 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-01 | 2016-08-25 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-18 | 2016-08-25 |