Xiang Dong
董翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Dong (董翔), a licensed former licensee with CE reference BCN525. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-02 | 2021-01-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-30 | 2021-01-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-24 | 2019-08-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-05 | 2019-01-24 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-08-01 | 2018-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-01-06 | 2016-06-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-01-06 | 2016-06-28 |