Tsz Yan (SFC:BCK322) Lee
李慈恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan (SFC:BCK322) Lee (李慈恩), a licensed former licensee with CE reference BCK322. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-04 | 2024-11-25 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-04 | 2024-11-25 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-09-21 | 2022-05-11 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-24 | 2022-05-11 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-20 | 2021-05-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-15 | 2017-04-07 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-15 | 2017-04-07 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-29 | 2015-07-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-02 | 2015-07-01 |