Wan Lam
林耘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Lam (林耘), a licensed former licensee with CE reference BCK236. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-03-04 | 2015-10-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-03-04 | 2015-10-24 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-28 | 2014-12-19 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-28 | 2014-12-19 |