Sai Wang
王賽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wang (王賽), a licensed former licensee with CE reference BCJ594. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-21 | 2021-08-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-21 | 2021-08-27 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-12-09 | 2017-08-26 |