Alex Yapp Lee
李立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yapp Lee (李立德), a licensed former licensee with CE reference BCH647. This person has 2.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-21 | 2016-05-18 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-21 | 2016-05-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2013-11-14 | 2014-10-23 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2013-11-14 | 2014-10-23 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Yapp Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.