Qing (SFC:BCH576) Chen
陳青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:BCH576) Chen (陳青), CE reference BCH576. Currently licensed at 1 firm(s): CCB Principal Asset Management (Hong Kong) Co., Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-03-17 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-17 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-28 | 2023-03-17 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2023-03-17 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-06 | 2020-12-14 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2020-12-14 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-06-06 | 2020-12-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-14 | 2016-05-04 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-22 | 2016-05-04 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-22 | 2016-05-04 |