Hau Chung (SFC:BCH528) Chan
陳孝忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Chung (SFC:BCH528) Chan (陳孝忠), a licensed former licensee with CE reference BCH528. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | 2020-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-04 | 2020-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-09-04 | 2020-04-08 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-11-14 | 2014-08-22 |