Maurice Tjie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Tjie, a licensed former licensee with CE reference BCG555. This person has 3.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-17 | 2017-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-11-11 | 2017-07-17 |