Yuk Shan Liu
廖鈺珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Shan Liu (廖鈺珊), a licensed former licensee with CE reference BCG151. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-01 | 2023-08-28 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-25 | 2023-08-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-04 | 2018-04-04 |