Qi (SFC:BCG149) Chen
陳奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BCG149) Chen (陳奇), CE reference BCG149. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-30 | present |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-08 | 2014-05-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-08 | 2014-05-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-08 | 2014-05-31 |