Vivian Saul Rosenfeld
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Saul Rosenfeld ( ), a licensed former licensee with CE reference BBZ490. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-04-01 | 2019-11-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-19 | 2019-11-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-08-19 | 2019-11-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-04 | 2014-07-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-10-04 | 2014-07-08 |