Jia Tan
覃甲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Tan (覃甲), a licensed former licensee with CE reference BBZ469. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-09-01 | 2025-09-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-09-01 | 2025-09-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-23 | 2024-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-23 | 2024-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-09-08 | 2023-09-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-09-08 | 2023-09-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-02-22 | 2023-04-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-02-22 | 2023-04-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-11-04 | 2022-11-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-11-04 | 2022-11-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-06-20 | 2021-09-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-06-20 | 2020-01-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-06-20 | 2020-08-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-06-11 | 2021-09-10 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-09 | 2018-12-24 |