Nicholas Kaim-Caudle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Kaim-Caudle ( ), a licensed former licensee with CE reference BBZ057. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-02 | 2021-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-02 | 2021-07-31 |