Robert James Hugh Buckley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Hugh Buckley, a licensed former licensee with CE reference BBY530. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NT Securities Asia Limited | RO | Type 1 - Dealing in securities | 2014-06-03 | 2016-11-11 |
| NT Securities Asia Limited | RO | Type 4 - Advising on securities | 2014-06-03 | 2016-11-11 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert James Hugh Buckley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Lauriston John Arnott | NT Securities Asia Limited | 2014–2016 |
| Helen Rebecca Eastwood | NT Securities Asia Limited | 2014–2016 |
| Douglas James Macleod Morton | NT Securities Asia Limited | 2014–2016 |