Chongfan Xu
許崇凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chongfan Xu (許崇凡), a licensed former licensee with CE reference BBX582. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Capital Investment Management Limited | RO | Type 4 — Advising on securities | 2023-04-14 | 2024-09-30 |
| CR Capital Investment Management Limited | RO | Type 9 — Asset management | 2023-04-14 | 2024-09-30 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | 2022-07-29 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | 2022-07-29 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-30 | 2021-07-19 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-30 | 2021-07-19 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 4 — Advising on securities | 2019-06-26 | 2020-11-30 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 9 — Asset management | 2019-06-26 | 2020-11-30 |
| Jinghui Capital Limited 景匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2019-06-26 |
| Jinghui Capital Limited 景匯資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-25 | 2019-06-26 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-04 | 2018-01-19 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2017-01-04 | 2018-01-19 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2016-06-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-06 | 2016-06-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2016-06-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-24 | 2015-10-26 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-24 | 2015-10-26 |