Xuan (SFC:BBW688) Zhou
周旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BBW688) Zhou (周旋), a licensed former licensee with CE reference BBW688. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2022-11-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-17 | 2022-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-09-19 | 2014-02-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-19 | 2014-02-15 |