Ho Chung Au
區皓綜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chung Au (區皓綜), a licensed former licensee with CE reference BBW370. This person has 9.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-04-27 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-04-27 | 2023-03-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-08 | 2021-04-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-14 | 2017-08-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-16 | 2015-11-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Chung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2015–2017 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2015–2017 |
| Chunming Song | BOCI Asia Limited | 2015–2017 |
| William Wai Tak Tong | BOCI Asia Limited | 2015–2017 |
| Shuo Zhang | BOCI Asia Limited | 2015–2017 |
| Oswald Tsang Tao Chan | BOCI Asia Limited | 2015–2017 |
| Lianfu Liu | BOCI Asia Limited | 2015–2017 |
| Pan Li | BOCI Asia Limited | 2015–2017 |
| Houze Xu | BOCI Asia Limited | 2015–2017 |
| Xiaohui Xu | BOCI Asia Limited | 2015–2017 |
| Chun Fai Fong | BOCI Asia Limited | 2015–2017 |
| Siyi Zhang | BOCI Asia Limited | 2015–2017 |
| Paul Chau | BOCI Asia Limited | 2015–2017 |
| Wan Yee Chong | BOCI Asia Limited | 2015–2017 |
| Xiaolu Chen | BOCI Asia Limited | 2015–2017 |
| Xiao Liu | BOCI Asia Limited | 2015–2017 |
| Hao Liang | BOCI Asia Limited | 2015–2017 |
| Alan Yue Lung Ma | BOCI Asia Limited | 2015–2017 |
| Yi Shen | BOCI Asia Limited | 2015–2017 |
| He Tong | BOCI Asia Limited | 2015–2017 |