Cheuk Wing (SFC:BBU902) Chan
陳卓榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Wing (SFC:BBU902) Chan (陳卓榮), a licensed former licensee with CE reference BBU902. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-30 | 2024-12-27 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-31 | 2021-11-30 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-19 | 2020-09-27 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-19 | 2020-09-27 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2020-09-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2020-09-27 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2020-09-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2018-03-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-02 | 2018-03-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2014-12-31 |