Tai Yin Pang
彭大然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yin Pang (彭大然), a licensed former licensee with CE reference BBU610. This person has 4.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2018-10-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-01 | 2018-10-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-09 | 2018-10-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-30 | 2016-06-30 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2014-02-06 | 2014-11-28 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2014-02-06 | 2014-11-28 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-30 | 2013-12-03 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-09-30 | 2013-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Yin Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.