Shing Wai Lau
劉成偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wai Lau (劉成偉), a licensed former licensee with CE reference BBT986. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2018-01-12 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-19 | 2018-01-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-27 | 2015-04-30 |