Yun (SFC:BBT732) Gao
高云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BBT732) Gao (高云), a licensed former licensee with CE reference BBT732. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-31 | 2019-07-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-27 | 2016-08-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-27 | 2016-08-30 |