Ting Pong Chum
覃定邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Pong Chum (覃定邦), a licensed former licensee with CE reference AAM167. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-28 | 2016-02-20 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-27 |