Christopher Alan Faddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Alan Faddy ( ), a licensed former licensee with CE reference BBT174. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Managed Investments Limited |
Rep | Type 1 — Dealing in securities | 2013-08-22 | 2015-06-03 |
| BNY Mellon Managed Investments Limited |
Rep | Type 4 — Advising on securities | 2013-08-22 | 2015-06-03 |
| BNY Mellon Managed Investments Limited |
Rep | Type 9 — Asset management | 2013-08-22 | 2015-06-03 |