Yun Gao
高昀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Gao (高昀), a licensed former licensee with CE reference BBT153. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-11-27 | 2025-05-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-29 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-29 | 2014-06-03 |