Victor Kenneth Tsui
徐子晉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Kenneth Tsui (徐子晉), a licensed former licensee with CE reference BBS753. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-01-02 | 2016-03-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-01-02 | 2016-03-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-01-02 | 2016-03-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-26 | 2014-11-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-26 | 2014-11-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-26 | 2014-11-14 |