Wensi Lao
劳文斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wensi Lao (劳文斯), a licensed former licensee with CE reference BBS740. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-29 | 2025-03-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-29 | 2025-03-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-29 | 2025-03-14 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2016-10-20 | 2020-09-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-08-15 | 2016-10-14 |