Wai Nga Yim

嚴維雅
CE No. BBS695 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nga Yim (嚴維雅), a licensed Representative with CE reference BBS695. Currently licensed at 1 firm(s): Blackstone Group (HK) Limited, The. Active regulated activities: Type 1 - Dealing in securities. This person has 13.2 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 1 - Dealing in securities 2018-07-19 present
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 1 - Dealing in securities 2015-10-15 2018-06-29
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 4 - Advising on securities 2015-10-15 2018-06-29
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2013-08-14 2015-10-03

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