Na Lin
林娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Lin (林娜), a licensed former licensee with CE reference BBR324. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-09-29 | 2020-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-04-16 | 2015-05-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-02 | 2014-05-15 |