Alexander Matthew Battles

CE No. BBR297 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Matthew Battles (), a licensed former licensee with CE reference BBR297. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-08-02 2014-07-11
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2013-08-02 2014-07-11
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2013-08-02 2014-07-11

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