Yao (SFC:BBQ942) Lu
陸嶢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BBQ942) Lu (陸嶢), a licensed former licensee with CE reference BBQ942. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-08-02 | 2014-11-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2013-08-02 | 2014-11-08 |