Jeffrey J Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey J Wu ( ), a licensed former licensee with CE reference BBQ742. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-09 | 2015-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-04-09 | 2015-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-08-05 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-08-05 | 2014-11-20 |