Yu Ning Tsao
曹宇寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ning Tsao (曹宇寧), a licensed former licensee with CE reference BBQ635. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-09-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-16 | 2015-09-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-30 | 2014-03-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-30 | 2014-03-11 |