Lei (SFC:BBQ355) Yang
楊蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BBQ355) Yang (楊蕾), CE reference BBQ355. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-11-06 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-20 | 2024-07-26 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-20 | 2019-06-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-20 | 2019-06-05 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-20 | 2020-10-28 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | 2013-11-30 |