Wen Hu
胡聞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Hu (胡聞), a licensed former licensee with CE reference BBQ345. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-28 | 2017-08-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2017-08-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2017-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2014-11-21 |