Tsz Chun (SFC:BBQ049) Lam
林子俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chun (SFC:BBQ049) Lam (林子俊), a licensed former licensee with CE reference BBQ049. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-06 | 2024-12-03 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-06 | 2024-12-03 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-24 | 2022-07-13 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-24 | 2022-07-13 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-24 | 2022-07-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-21 | 2019-10-19 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-27 | 2019-10-19 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-08 | 2019-10-19 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2018-06-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-21 | 2017-12-31 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-21 | 2017-12-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2017-09-21 | 2017-12-31 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-21 | 2017-12-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-12 | 2017-09-21 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-12 | 2017-09-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-12 | 2017-09-21 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-12 | 2017-09-21 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-10 | 2017-05-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-20 | 2016-04-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2016-04-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-18 | 2016-04-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-18 | 2013-11-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-10-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-28 | 2013-10-18 |