Cong (SFC:BBP673) Cong
丛聪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong (SFC:BBP673) Cong (丛聪), a licensed former licensee with CE reference BBP673. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2017-07-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2015-09-02 | 2017-07-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-18 | 2015-08-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-18 | 2015-08-07 |