Wing Mou Lam
林永茂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Mou Lam (林永茂), a licensed former licensee with CE reference BBP565. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-06-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-13 | 2017-10-02 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-21 | 2014-07-07 |