James Rui Hang Chen

CE No. BBN107 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Rui Hang Chen, a licensed former licensee with CE reference BBN107. This person has 2.9 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-06-01 2017-06-07
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2013-07-05 2016-05-24

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