James Rui Hang Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Rui Hang Chen ( ), a licensed former licensee with CE reference BBN107. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-05 | 2016-05-24 |